Abstract.
The -boundary of a set is the set , where is the Euclidean distance. We prove that if are nonempty, connected sets, is bounded, and , then the -boundary of contains a simple closed curve (aka a Jordan curve) that separates and . This statement follows from the theorem which says that if and is a nonempty, bounded, connected set, then the boundary of each component of is a simple closed curve. Another corollary of this theorem is that the -boundary of a nonempty, bounded, connected set contains a simple closed curve bounding the domain that contains the open -neighbourhood of . In all these statements the connectivity condition can be significantly weakened. We also show that, for all , the -boundary of a nonempty, bounded set contains a simple closed curve.
keywords:
simple closed curve; Jordan curve; -boundary; level set; distant sphere.MSC:
54E35; 57K20.1. Introduction
The -boundary of a set is the set , where is the Euclidean distance. The separation of planar sets by a simple closed curve lying in the -boundary of one of these sets is used in engineering. But the algorithms for constructing such a curve are either based on heuristics or assume some smoothness of the boundary of the sets [7, 1]. Similarly, the line of the boundary of territorial waters is drawn heuristically [4]. No proof of the existence of a simple closed curve that separates arbitrary continua and and lies in the -boundary of appears to be known.
It is known that two disjoint continua in the plane can be separated by some simple closed curve [9, Chap. 10, § 61.II, Theorem 5′]. It is also apparently known that if are nonempty, connected sets, is bounded, the closure of does not separate the plane, and , then the open -neighbourhood of , , contains a simple closed curve that separates and . At least, if we understand R. L. Moore’s terminology correctly, this statement is a direct consequence of his theorem [11, Theorem 1], which states that if, in a plane , is a closed point set and is a bounded maximal connected subset of which does not separate , then, for every positive number , there exists a simple closed curve which encloses and contains no point of and which is such that every point within it is at a distance less than from some point of .
We prove that if are nonempty, connected sets, is bounded, and , then the -boundary of contains a simple closed curve that separates and ; see Corollary 5.3 and Remark 2.2(1). In the proof, we specify an example of such a curve explicitly: the boundary of that component of the set which contains .
It is known that, for all , the open -neighbourhood of a nonempty, bounded, connected set contains a simple closed curve bounding the domain that contains . This result directly follows from a theorem of L. Zoretti [17] which, according to [15, Corollary VI.3.11] (see also [11] and [10]), states that if is a component of a compact set and is any positive number, then there exists a simple closed curve which encloses and is such that , and every point of is at a distance less than from some point of K.
We prove that, for all , the -boundary of a nonempty, bounded, connected set contains a simple closed curve bounding the region that contains the open -neighbourhood of ; see Corollary 5.1 and Remark 2.2(1). This result admits the following mechanical interpretation: on such a set one can put a wheel of radius lying in the same plane and “roll it along (stretches of) the boundary of ” in such a way that at every moment the wheel touches , its interior does not intersect , and the center of the wheel eventually describes a simple closed curve bounding the domain that contains the open -neighbourhood of .
Sometimes there is a need to maximise the Euclidean distance from a simple closed curve to the sets it separates. We prove that if are nonempty, connected sets, is bounded, and , then the -boundary of contains a simple closed curve that separates and and such that ; see Corollary 5.8 and Remark 2.2(1). Thus, among the simple closed curves separating and , the curve is a curve maximally distant from .
We also show that if among the simple closed curves separating nonempty sets and in , the curve is a curve maximally distant from , then either or , see Remark 5.10. It is curious that there exist two sets and that can be separated by some simple closed curve, but the supremum of the distances from such curves to is not attained; see Subsection 6.5 for an example. However, we do not know whether there exist nonempty sets that can be separated by a simple closed curve, with , and such that, for every simple closed curve that separates and , holds; see Question 5.11.
In all the above statements, the connectivity condition can be relaxed to the -chainedness condition for some (a set is -chained iff any two points of can be connected by a polygonal chain whose vertices belong to and whose segment lengths are all less than ). Specific values of the parameter are given in Corollaries 5.1, 5.3, and 5.8.
Most of our results follow from Theorem 4.1, which says that if and is a nonempty, bounded, -chained set, then the boundary of each component of the set is a simple closed curve. Almost none of the conditions in Theorem 4.1 and Corollaries 5.1–5.8 can be relaxed. Furthermore, most of these statements cannot be transferred to the 3-dimensional case. We discuss these issues in Sections 6 and 7, respectively. But we do not know whether it is always possible to separate two disjoint continua by a two-dimensional manifold lying at distance from ; see Question 7.4.
Finally, we prove that, for all , the -boundary of a nonempty, bounded set contains a simple closed curve, see Corollary 5.7. This statement complements previously known results about -boundaries in the Euclidean spaces. In particular, M. Brown proved [2] that, for all , the -boundary of a compact subset of the plane is contained in the union of a finite number of simple closed curves. In the same paper he showed that if a nonempty, compact set has a diameter smaller than and contains the origin , then its -boundary is the -sphere. He also established that, for all but countable number of , each component of the -boundary of a compact subset of the plane is a point, a simple arc, or a simple closed curve. R. Gariepy and W. D. Pepe, answering M. Brown’s question, showed [8] that the -boundary of a closed subset of the plane is a 1-manifold for almost every . Four years later, S. Ferry proved [6] that, for equal to 2 or 3, the -boundary of a set is an -manifold for almost all . He also proved that if is a finite polyhedron in , then its -boundary is an -manifold for all sufficiently small values of . In the same paper he constructed a set such that the -boundary of has components which are not 2-manifolds for uncountably many . And he constructed a Cantor set in whose -boundary is not a 3-manifold for any between 0 and 1. P. Pikuta proved [13] that the -boundary of a compact subset of the plane is a closed absolutely continuous curve for all sufficiently large values of . Recently, J. Rataj and L. Zajíček extended [14] the results from [8] and [6] to sufficiently smooth normed linear spaces with .
2. Terminology and notation
We use terminology from the book [5]. A simple closed curve (also called a Jordan curve) is a set homeomorphic to a circle (i.e., a one-dimensional sphere). In metric spaces, simple closed curves are precisely the images of a circle under continuous injective mappings. According to the Jordan curve theorem, if is a simple closed curve in the plane , then its complement has exactly two components, the bounded and the unbounded, which we denote by and , respectively. We say that a simple closed curve separates sets and iff the sets and are contained in different components of the subspace . We denote the range of a mapping by . A path is a continuous mapping whose domain equals the closed segment . A path connects points and in a space iff , , and . A space is pathwise connected if any two of its points are connected by a path in .
We define the distance between two sets in as the infimum of pairwise Euclidean distances between points of these sets. The distance between a point and a set is the distance between sets and . We denote all three distances by the symbol . For and , the open -neighbourhood of the set , , is denoted by ; similarly the closed -neighbourhood and the -boundary of the set are denoted by and , respectively. If is a point in , then , , and are the open and the closed disks and the circle of center and radius , respectively. We denote the closure and boundary of a set in by and , respectively; we denote the boundary of a set in a space by .
Remark 2.1.
Suppose that , , , and . Then:
-
(1)
.
-
(2)
and .
-
(3)
, and . ∎
For , we say that two points are -chained in iff there exists a finite sequence of points in such that , , and for all . A set is called -chained iff any two of its points are -chained in it [12, page 60, Definition 4.15]. For , the -chained component of a point in a set is the set
We say that a set is an -chained component of a set iff equals the -chained component of a point in for some .
Remark 2.2.
Suppose that and . Then:
-
(1)
[12, Exercise 4.23(a)] If is connected, then it is -chained.
-
(2)
If is -chained, then its open -neighbourhood is pathwise connected.
-
(3)
If is -chained and , then is -chained. ∎
Note that in the second clause of Remark 2.2 the reverse implication is also true. Thus, a nonempty subset of the plane is -chained if and only if its open -neighbourhood is pathwise connected.
3. Auxiliary lemmas
To prove the main theorem, we need the following auxiliary statements.
Lemma 3.1.
Suppose that is a connected metric space, is open, , and is connected. Then is also connected.
Proof 3.2.
Suppose on the contrary that equals the union of two disjoint nonempty sets and closed in . Then there exist two sets and closed in such that
Clearly, or , and, similarly, or .
Case 1. or . Let, without loss of generality, . Note that is closed in , so equals the union of two disjoint nonempty, closed sets and . This contradicts the connectedness of .
Case 2. and . Note that in this case the sets and are open in as the complements of closed sets and , respectively.
Consider the sets
These sets are disjoint and open in (because the sets and are disjoint and open in ) and equals their union. And since, by assumption, is connected, one of these sets is empty. Let, without loss of generality, be empty. Then , and therefore , since . Thus, the set is open in as the union of open sets. Hence, the space equals the union of two disjoint nonempty, open sets and , which contradicts its connectedness.
Lemma 3.3.
Every open, connected set is a component of the complement of its boundary.
Proof 3.4.
Let be an open, connected set in a topological space and be the boundary of . We need to show that is a -maximal connected set in the subspace . Consider a nonempty set . It suffices to show that is not connected. Since is open in , then is also open in . The set is also open in because it equals the trace on of the open set . Thus, equals the union of two disjoint nonempty, open sets.
4. The main result
Recall that a neighbourhood of a point is a set whose interior contains the given point. A space is locally connected iff every neighbourhood of every point contains a connected neighbourhood of the same point. A continuum is a connected compact set, and a semi-continuum is a space such that any pair of points is contained in some continuum. A point is a cut point of a space iff the complement of this point is not a semi-continuum.
Theorem 4.1.
Suppose that and is a nonempty, bounded, -chained set. Let be a component of . Then the boundary of is a simple closed curve contained in the -boundary of . Moreover, we have:
-
•
if is bounded, then ;
-
•
if is unbounded, then .
Proof 4.2.
Let us show that . Let . If , then for any , which contradicts the fact that . If , then for any . Thus, the open neighbourhood is a connected subset of the subspace and intersects the component of this subspace, so it is contained in (a connected set is either disjoint with or contained in a component). Again we get a contradiction with the fact that .
Let us add a new point (the pole) to the plane so that the new space is homeomorphic to the two-dimensional sphere. Being connected, the set is contained in some component of the subspace .
Let us show that
Since and is closed in , there exists a connected open neighbourhood of the point in such that and is connected. If the connected subset of the subspace intersects the component of that subspace, then . In this case and, by virtue of Lemma 3.1, is connected. If does not intersect , then and , so is connected.
We have
that is, the component of the subspace is contained in the connected subset of this subspace. Therefore, , and hence . Hence,
Let us prove that . It suffices to show that an arbitrary point either belongs or does not belong to both sets at the same time. If , then belongs neither to nor to . If , then the point has a neighbourhood that does not contain . Since the sets and can differ only by the point , for every neighbourhood of the point , we have and . Therefore, the point belongs to if and only if it belongs to .
On the two-dimensional sphere , according to Theorem 4 in [9, Chap. 10, § 61.II, p. 512], the following statement is true: if a locally connected continuum has no cut points, then the boundary of each component of its complement is a simple closed curve. Thus, if we show that is a locally connected continuum without cut points, then it follows that is a simple closed curve. It is not difficult to show that the set , being a component of an open subset of the plane, is open. Then, according to Lemma 3.3, is a component in . Hence, if is bounded, then , and if is unbounded, then . Thus, it remains to prove that is a locally connected continuum without cut points.
Let us show that is a locally connected, compact set. For every nonempty, compact set of diameter smaller than , its closed -neighbourhood is homeomorphic [2, Lemma 1, (ii)-(iii)] to a closed disk in , so it is a locally connected continuum. Since the set is bounded, it can be represented as the union of a finite number of nonempty sets of diameter less than . For all , the closure is a nonempty, compact set of diameter less than . Then is a locally connected continuum. Hence, is a locally connected compact [9, Chap. 6, § 49.II, p.230, Theorem 1]. Using Remark 2.1(3) and the definition of the closed -neighbourhood we have
Let us show that is connected and has no cut points. To do this, it suffices to show that for any point in , the set is pathwise connected. In this case, the set is also pathwise connected. Let and be two different points in ; we will find a path connecting these points in .
Let and be points in nearest, respectively, to and . Since is different from and , there are points and in the segments and , respectively, such that and . According to Remark 2.2(2), the open -neighbourhood is pathwise connected, so there exists a path connecting the points and in . It is easy to show that then there exists a path connecting points and in such that is contained in .
If , then is the path connecting and in , so we are done. If , then, since is distinct from and , we have . Then there exists such that
Let and be the <<first>> and <<last>> points in the compact set <<on the path from to >>. Then if we replace the segment of path between points and with one of the arcs of the circle connecting and , then we get a new path connecting and , but now in .
5. Corollaries of the theorem
Corollary 5.1.
Suppose that and is a nonempty, bounded, -chained set. Then the -boundary of contains a simple closed curve such that
Moreover, if the closed -neighbourhood is simply connected, then its boundary is a simple closed curve and .
Note that the formula does not turn into the equality even if the set is simply connected. For example, in the case , .
Proof 5.2.
The number and the set satisfy the conditions of Theorem 4.1. Let be an unbounded component of the subspace . By Theorem 4.1, is a simple closed curve, , and .
Let us show that and . It is true that , so , hence
The only thing left to recall is that .
Let be simply connected. We show that . If not, then there exists a component in different from ; in particular, . Then
Hence, the component is bounded. According to Theorem 4.1, the boundary is a simple closed curve and . Thus, contains a simple closed curve such that is disjoint with — a contradiction with simple connectedness of .
Thus, and are disjoint and their union equals . Consequently, , i.e., , and hence is a simple closed curve. Finally, note that:
Corollary 5.3.
Suppose that is a nonempty, bounded, -chained set, is a nonempty, -chained set, and . Then the -boundary of contains a simple closed curve separating and .
Note that for some (for example, a straight line) no -boundary of contains a simple closed curve.
Proof 5.4.
Put . Note that, for every , we have
therefore . The set is -chained, hence, according to Remark 2.2(2), is pathwise connected. Consider the component of the subspace that contains . The number and the sets and satisfy the conditions of Theorem 4.1, so is a simple closed curve, , and . By construction,
Thus, either or , so separates and . Then separates and because .
Corollary 5.5.
Suppose that and is a nonempty, bounded set. Then each pair of different -chained components of are separated by some simple closed curve contained in the -boundary of .
Proof 5.6.
From Corollaries 5.1 and 5.5 the following curious result follows, which complements Morton Brown’s claim [2] that the -boundary of a compact subset of the plane is contained in the union of a finite number of simple closed curves:
Corollary 5.7.
The -boundary of a nonempty, bounded subset of the plane contains a simple closed curve for all . ∎
Corollary 5.8.
Suppose that are nonempty, -chained sets, is bounded, and . Then the -boundary of contains a simple closed curve that separates and and such that
In particular, among the simple closed curves separating and , the curve is a curve maximally distant from .
Proof 5.9.
The sets and and the number satisfy the conditions of Corollary 5.3. Hence contains a simple closed curve separating and . In particular, .
Let us show that . If this is not true, then there are points , and a number such that . Since , there exists a point such that . But then
a contradiction.
Now we show that . Since and , the simple closed curve separates and . The set is compact, so there are points and such that . Thus the segment intersects both components of the complement of , and so it intersects as well. Let . Since , then . Then . Therefore, .
Thus, . It remains to show that
Suppose that a simple closed curve separates and . Let . Then
Thus,
Remark 5.10.
Suppose that a simple closed curve separates nonempty sets and in and . Then there exists a simple closed curve that separates and and such that .
In light of Corollary 5.8 and Remark 5.10, it is interesting to note that there exist two sets, and , which can be separated by some simple closed curve, but the supremum of the distances from such curves to is not attained. See Subsection 6.5 for an example.
Question 5.11.
Suppose that are nonempty sets, , and there exists a simple closed curve that separates and . Is there a simple closed curve that separates and and such that ?
Proof 5.12 (Proof of Remark 5.10.).
We may assume that . Put . We have , so, for every , there is such that . It follows that the Lebesgue measure of each component of is greater than . Consequently, the number of components of is finite; denote them by . For every , there is a path that connects in some point from and some point from because is pathwise connected. Then we can find a compact set such that the set
is connected.
There exists an open ball that contains . Put . We have and . The Lebesgue measure of each component of is greater than . So, the number of components of that are disjoint from is finite. Then we can find a compact set such that the set
is connected. There exists such that
Note that .
We show that . Let and . The segment intersects because and . Let . If , then . If , then . In both cases, . It remains to consider the case when and . There are and such that and . By the triangle inequality, we have
therefore
The sets are nonempty and connected, is bounded, and . Then, by Corollary 5.8, there is a simple closed curve that separates and and such that
Then that separates and because and .
It remains to show that We shall prove
Let and . First consider the case when . We have — otherwise, , and then
because . Then there is a point such that . We have , so again, now using Remark 2.1(2), we have
Therefore,
The case when is identical.
6. Necessity of conditions in the theorem and its corollaries
What if ? In this case the -boundary of a set coincides with its closure. Therefore, questions about simple closed curves lying in are far from the topic of this paper. Also note that the example of Lakes of Wada [3, 16] shows that even if and are disjoint, simply connected domains and , there may not exist a simple closed curve separating them.
The following examples show the necessity of the assumptions of Theorem 4.1 and its corollaries.
6.1. Boundedness of the set
The boundedness condition in Theorem 4.1 and Corollaries 5.1, 5.3, 5.5, and 5.7 is essential. Indeed, if the set is a straight line, then its -boundary does not contain a simple closed curve. In Corollary 5.8, the boundedness condition is also essential, since two unbounded subsets of the plane cannot be separated by a simple closed curve.
6.2. -chainedness of the set
6.3. Simply connectedness of the closed -neighbourhood of the set
The simply connectedness condition in Corollary 5.1 is essential. Indeed, if the set is a circle of radius greater than , then its closed -neighbourhood is not simply connected. And the boundary of that -neighbourhood is not a simple closed curve.
6.4. -chainedness of the set
The -chainedness condition of the set in Corollary 5.3 cannot be relaxed to the –chainedness for no . Indeed, consider a circle of radius . Choose points and on it such that . Let be the closed arc of the circle between and whose length is greater than half the length of the circle. Let consists of two different points of the perpendicular bisector of the line segment , which are at distance from the segment . The set is –chained, but does not contain a simple closed curve separating and .
6.5. -chainedness of the sets and
The -chainedness condition of in Corollary 5.8 is essential. Indeed, let be the closed longer arc of a circle with ends at points and such that equals the radius of the circle. Let the point be the center of the circle and the point be the point symmetric to with respect to the segment . Put . We have
In particular, the set is not -chained.
Suppose that a simple closed curve separates and . Then intersects the open segments and . Let and . Then the simple closed curve separates the points and . It follows that intersects at least twice. Therefore,
In other words, there is no simple closed curve separating and such that .
For every , there is a simple closed curve separating and such that
It follows that among the simple closed curves separating and , there is no curve maximally distant from .
If we swap the sets and in this example, we get an example showing that the -chainedness condition of the set in Corollary 5.8 is also essential.
7. Similar questions in
In 1976 S. Ferry showed [6] that the -boundary of a set is a 2-manifold for almost all . He also proved that if is a finite polyhedron in , then its -boundary is an -manifold for all sufficiently small values of . In the same paper he constructed a set such that the -boundary of has components which are not 2-manifolds for uncountably many . And he constructed a Cantor set in whose -boundary is not a 3-manifold for any between 0 and 1.
A subset of the plane is homeomorphic to a circle if and only if it is a compact, connected, one-dimensional manifold. Thus, in , there are two different analogues of the concept of a simple closed curve, the “spherical” and the “topological”:
-
•
a set that is homeomorphic to the two-dimensional sphere and
-
•
a compact, connected, two-dimensional manifold.
The following example shows that in both cases the variants of Theorem 4.1 and Corollaries 5.1–5.7 do not hold.
Example 7.1.
Consider two linked circles, each with a small open arc removed:
where . Let , where and are the ends of the closed arc .
The -boundary of resembles the surface of a “sausage” bent so that its ends touch each other. It can be shown that the -boundary of contains no nonempty, compact, connected, two-dimensional manifold. In particular, it does not contain any set homeomorphic to the two-dimensional sphere. The same is true about .
If we modify the above example by taking to be a line such that , then we can see that neither the “spherical” nor the “topological” version of Corollary 5.8 holds. It is therefore interesting to consider a slightly weaker version of Corollary 5.8:
Corollary 7.2.
Let be disjoint nonempty continua. Then there is a simple closed curve that separates and and such that .
The following example shows that the “spherical” analogue of Corollary 7.2 also fails.
Example 7.3.
Consider two linked circles
The sets and cannot be separated by a set homeomorphic to the 2-dimensional sphere and such that .
This example does not refute the “topological” analogue of Corollary 7.2: the sets and can be separated by a compact, connected, two-dimensional manifold such that . So the question of the validity of the “topological” version of Corollary 7.2 remains open:
Question 7.4.
Let be disjoint (simply connected) nonempty continua. Is there a (compact, connected) two-dimensional manifold such that and lie in different components of and ?
Acknowledgements.
The authors are grateful to the reviewer for their careful reading of the manuscript and for the constructive comments and recommendations that helped to significantly improve the quality of the paper.Funding.
The work was performed as part of research conducted in the Ural Mathematical Center with the financial support of the Ministry of Science and Higher Education of the Russian Federation (Agreement number nº 075-02-2026-737).Author contributions.
Conceptualization, formal analysis, validation, supervision, writing — original draft, writing — review & editing, M.P. and A.V. All authors have read and agreed to the published version of the manuscript.References
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