Abstract.

The ε-boundary of a set A2 is the set {p2:ρ(p,A)=ε}, where ρ is the Euclidean distance. We prove that if A,B2 are nonempty, connected sets, A is bounded, and 0<ε<ρ(A,B), then the ε-boundary of A contains a simple closed curve (aka a Jordan curve) that separates A and B. This statement follows from the theorem which says that if ε>0 and A2 is a nonempty, bounded, connected set, then the boundary of each component of {p2:ρ(p,A)>ε} is a simple closed curve. Another corollary of this theorem is that the ε-boundary of a nonempty, bounded, connected set A2 contains a simple closed curve bounding the domain that contains the open ε-neighbourhood of A. In all these statements the connectivity condition can be significantly weakened. We also show that, for all ε>0, the ε-boundary of a nonempty, bounded set A2 contains a simple closed curve.

keywords:
simple closed curve; Jordan curve; ε-boundary; level set; distant sphere.
MSC:
54E35; 57K20.

1. Introduction

The ε-boundary of a set A2 is the set {p2:ρ(p,A)=ε}, where ρ is the Euclidean distance. The separation of planar sets by a simple closed curve lying in the ε-boundary of one of these sets is used in engineering. But the algorithms for constructing such a curve are either based on heuristics or assume some smoothness of the boundary of the sets [7, 1]. Similarly, the line of the boundary of territorial waters is drawn heuristically [4]. No proof of the existence of a simple closed curve that separates arbitrary continua A and B and lies in the ε-boundary of A appears to be known.

It is known that two disjoint continua in the plane can be separated by some simple closed curve [9, Chap. 10, § 61.II, Theorem 5]. It is also apparently known that if A,B2 are nonempty, connected sets, A is bounded, the closure of A does not separate the plane, and 0<ε<ρ(A,B), then the open ε-neighbourhood of A, {p2:ρ(p,A)<ε}, contains a simple closed curve that separates A and B. At least, if we understand R. L. Moore’s terminology correctly, this statement is a direct consequence of his theorem [11, Theorem 1], which states that if, in a plane S, M is a closed point set and K is a bounded maximal connected subset of M which does not separate S, then, for every positive number e, there exists a simple closed curve which encloses K and contains no point of M and which is such that every point within it is at a distance less than e from some point of K.

We prove that if A,B2 are nonempty, connected sets, A is bounded, and 0<ε<ρ(A,B), then the ε-boundary of A contains a simple closed curve that separates A and B; see Corollary 5.3 and Remark 2.2(1). In the proof, we specify an example of such a curve explicitly: the boundary of that component of the set {p2:ρ(p,A)>ε} which contains B.

It is known that, for all ε>0, the open ε-neighbourhood of a nonempty, bounded, connected set A2 contains a simple closed curve bounding the domain that contains A. This result directly follows from a theorem of L. Zoretti [17] which, according to [15, Corollary VI.3.11] (see also [11] and [10]), states that if K is a component of a compact set M and ε is any positive number, then there exists a simple closed curve J which encloses K and is such that JM=, and every point of J is at a distance less than ε from some point of K.

We prove that, for all ε>0, the ε-boundary of a nonempty, bounded, connected set A2 contains a simple closed curve bounding the region that contains the open ε-neighbourhood of A; see Corollary 5.1 and Remark 2.2(1). This result admits the following mechanical interpretation: on such a set A one can put a wheel of radius ε lying in the same plane and “roll it along (stretches of) the boundary of A” in such a way that at every moment the wheel touches A, its interior does not intersect A, and the center of the wheel eventually describes a simple closed curve bounding the domain that contains the open ε-neighbourhood of A.

Sometimes there is a need to maximise the Euclidean distance from a simple closed curve to the sets it separates. We prove that if A,B2 are nonempty, connected sets, A is bounded, and ρ(A,B)>0, then the ρ(A,B)/2-boundary of A contains a simple closed curve C that separates A and B and such that ρ(C,AB)=ρ(A,B)/2; see Corollary 5.8 and Remark 2.2(1). Thus, among the simple closed curves separating A and B, the curve C is a curve maximally distant from AB.

We also show that if among the simple closed curves separating nonempty sets A and B in 2, the curve C is a curve maximally distant from AB, then either ρ(C,AB)=0 or ρ(C,AB)=ρ(A,B)/2, see Remark 5.10. It is curious that there exist two sets A and B that can be separated by some simple closed curve, but the supremum of the distances from such curves to AB is not attained; see Subsection 6.5 for an example. However, we do not know whether there exist nonempty sets A,B2 that can be separated by a simple closed curve, with ρ(A,B)=1, and such that, for every simple closed curve C that separates A and B, ρ(C,AB)=0 holds; see Question 5.11.

In all the above statements, the connectivity condition can be relaxed to the δ-chainedness condition for some δ>0 (a set A is δ-chained iff any two points of A can be connected by a polygonal chain whose vertices belong to A and whose segment lengths are all less than δ). Specific values of the parameter δ are given in Corollaries 5.1, 5.3, and 5.8.

Most of our results follow from Theorem 4.1, which says that if ε>0 and A2 is a nonempty, bounded, 2ε-chained set, then the boundary of each component of the set {p2:ρ(p,A)>ε} is a simple closed curve. Almost none of the conditions in Theorem 4.1 and Corollaries 5.15.8 can be relaxed. Furthermore, most of these statements cannot be transferred to the 3-dimensional case. We discuss these issues in Sections 6 and 7, respectively. But we do not know whether it is always possible to separate two disjoint continua A,B3 by a two-dimensional manifold lying at distance ρ(A,B)/2 from AB; see Question 7.4.

Finally, we prove that, for all ε>0, the ε-boundary of a nonempty, bounded set A2 contains a simple closed curve, see Corollary 5.7. This statement complements previously known results about ε-boundaries in the Euclidean spaces. In particular, M. Brown proved [2] that, for all ε>0, the ε-boundary of a compact subset of the plane is contained in the union of a finite number of simple closed curves. In the same paper he showed that if a nonempty, compact set An has a diameter smaller than ε and contains the origin 0, then its ε-boundary is the (n 1)-sphere. He also established that, for all but countable number of ε, each component of the ε-boundary of a compact subset of the plane is a point, a simple arc, or a simple closed curve. R. Gariepy and W. D. Pepe, answering M. Brown’s question, showed [8] that the ε-boundary of a closed subset of the plane is a 1-manifold for almost every ε. Four years later, S. Ferry proved [6] that, for n equal to 2 or 3, the ε-boundary of a set An is an (n 1)-manifold for almost all ε. He also proved that if A is a finite polyhedron in n, then its ε-boundary is an (n 1)-manifold for all sufficiently small values of ε. In the same paper he constructed a set B3 such that the ε-boundary of B has components which are not 2-manifolds for uncountably many ε. And he constructed a Cantor set in 4 whose ε-boundary is not a 3-manifold for any ε between 0 and 1. P. Pikuta proved [13] that the ε-boundary of a compact subset of the plane is a closed absolutely continuous curve for all sufficiently large values of ε. Recently, J. Rataj and L. Zajíček extended [14] the results from [8] and [6] to sufficiently smooth normed linear spaces X with 𝖽𝗂𝗆X{2, 3}.

2. Terminology and notation

We use terminology from the book [5]. A simple closed curve (also called a Jordan curve) is a set homeomorphic to a circle (i.e., a one-dimensional sphere). In metric spaces, simple closed curves are precisely the images of a circle under continuous injective mappings. According to the Jordan curve theorem, if C is a simple closed curve in the plane 2, then its complement 2C has exactly two components, the bounded and the unbounded, which we denote by C and C+, respectively. We say that a simple closed curve C2 separates sets A and B iff the sets A and B are contained in different components of the subspace 2C. We denote the range of a mapping f by 𝗋𝖺𝗇(f). A path is a continuous mapping whose domain equals the closed segment [0,1]. A path f connects points u and v in a space X iff f(0)=u, f(1)=v, and 𝗋𝖺𝗇(f)X. A space X is pathwise connected if any two of its points are connected by a path in X.

We define the distance between two sets in n as the infimum of pairwise Euclidean distances between points of these sets. The distance between a point p and a set A is the distance between sets {p} and A. We denote all three distances by the symbol ρ. For ε>0 and A2, the open ε-neighbourhood of the set A, {p2:ρ(p,A)<ε}, is denoted by 𝖮ε(A); similarly the closed ε-neighbourhood {p2:ρ(p,A)ε} and the ε-boundary {p2:ρ(p,A)=ε} of the set A are denoted by 𝖡ε(A) and 𝖲ε(A), respectively. If p is a point in 2, then 𝖮ε(p)𝖮ε({p}), 𝖡ε(p)𝖡ε({p}), and 𝖲ε(p)𝖲ε({p}) are the open and the closed disks and the circle of center p and radius ε, respectively. We denote the closure and boundary of a set A in 2 by A¯ and A, respectively; we denote the boundary of a set B in a space X by XB.

Remark 2.1.

Suppose that ε>0, A2, B2, and p2. Then:

  1. (1)

    𝖡ε(A)𝖮ε(A)=𝖲ε(A).

  2. (2)

    ρ(p,A)=ρ(p,A¯) and ρ(A,B)=ρ(A¯,B¯).

  3. (3)

    𝖮ε(A)=𝖮ε(A¯),𝖡ε(A)=𝖡ε(A¯),  and  𝖲ε(A)=𝖲ε(A¯).

For ε>0, we say that two points p,qA are ε-chained in A iff there exists a finite sequence of points r0,r1,,rn in A such that r0=p, rn=q, and ρ(ri,ri+1)<ε for all i<n. A set A is called ε-chained iff any two of its points are ε-chained in it [12, page 60, Definition 4.15]. For pA, the ε-chained component of a point p in a set A is the set

{qA:p and q are ε-chained in A}.

We say that a set B is an ε-chained component of a set A iff B equals the ε-chained component of a point p in A for some pA.

Remark 2.2.

Suppose that A2 and ε>0. Then:

  1. (1)

    [12, Exercise 4.23(a)] If A is connected, then it is ε-chained.

  2. (2)

    If A is 2ε-chained, then its open ε-neighbourhood 𝖮ε(A) is pathwise connected.

  3. (3)

    If A is ε-chained and δ>ε, then A is δ-chained.

Note that in the second clause of Remark 2.2 the reverse implication is also true. Thus, a nonempty subset of the plane is 2ε-chained if and only if its open ε-neighbourhood is pathwise connected.

3. Auxiliary lemmas

To prove the main theorem, we need the following auxiliary statements.

Lemma 3.1.

Suppose that E is a connected metric space, UE is open, pU, and U{p} is connected. Then E{p} is also connected.

Proof 3.2.

Suppose on the contrary that E{p} equals the union of two disjoint nonempty sets A and B closed in E{p}. Then there exist two sets C and D closed in E such that

A=C(E{p})=C{p}andB=D(E{p})=D{p}.

Clearly, C=A or C=A{p}, and, similarly, D=B or D=B{p}.

Case 1. C=A or D=B. Let, without loss of generality, C=A. Note that D{p} is closed in E, so E equals the union of two disjoint nonempty, closed sets C and D{p}. This contradicts the connectedness of E.

Case 2. C=A{p} and D=B{p}. Note that in this case the sets A and B are open in E as the complements of closed sets D and C, respectively.

Consider the sets

AA(U{p})andBB(U{p}).

These sets are disjoint and open in U{p} (because the sets A and B are disjoint and open in E) and U{p} equals their union. And since, by assumption, U{p} is connected, one of these sets is empty. Let, without loss of generality, A be empty. Then UB{p}, and therefore B{p}=BU, since pU. Thus, the set B{p} is open in E as the union of open sets. Hence, the space E equals the union of two disjoint nonempty, open sets A and B{p}, which contradicts its connectedness.

Lemma 3.3.

Every open, connected set is a component of the complement of its boundary.

Proof 3.4.

Let U be an open, connected set in a topological space X and C be the boundary of U. We need to show that U is a -maximal connected set in the subspace XC. Consider a nonempty set VX(UC). It suffices to show that UV is not connected. Since U is open in X, then U is also open in UV. The set V is also open in UV because it equals the trace on UV of the open set X(UC)=XU¯. Thus, UV equals the union of two disjoint nonempty, open sets.

4. The main result

Recall that a neighbourhood of a point is a set whose interior contains the given point. A space is locally connected iff every neighbourhood of every point contains a connected neighbourhood of the same point. A continuum is a connected compact set, and a semi-continuum is a space such that any pair of points is contained in some continuum. A point is a cut point of a space iff the complement of this point is not a semi-continuum.

Theorem 4.1.

Suppose that ε>0 and A2 is a nonempty, bounded, 2ε-chained set. Let D be a component of 2𝖡ε(A). Then the boundary of D is a simple closed curve contained in the ε-boundary of A. Moreover, we have:

  • if D is bounded, then D=(D);

  • if D is unbounded, then D=(D)+.

Proof 4.2.

Let us show that D𝖲ε(A). Let qD. If ρ(q,A)<ε, then 𝖮δ(q)𝖡ε(A) for any δ(0,ερ(q,A)), which contradicts the fact that qD. If ρ(q,A)>ε, then 𝖮δ(q)2𝖡ε(A) for any δ(0,ρ(q,A)ε). Thus, the open neighbourhood 𝖮δ(q) is a connected subset of the subspace 2𝖡ε(A) and intersects the component D of this subspace, so it is contained in D (a connected set is either disjoint with or contained in a component). Again we get a contradiction with the fact that qD.

Let us add a new point 𝐩 (the pole) to the plane 2 so that the new space 𝕊2{𝐩} is homeomorphic to the two-dimensional sphere. Being connected, the set D is contained in some component E of the subspace 𝕊𝖡ε(A).

Let us show that

𝐩𝕊E and E{𝐩} is connected.

Since 𝐩𝖡ε(A) and 𝖡ε(A) is closed in 𝕊, there exists a connected open neighbourhood U of the point 𝐩 in 𝕊 such that U𝖡ε(A)= and U{𝐩} is connected. If the connected subset U of the subspace 𝕊𝖡ε(A) intersects the component E of that subspace, then UE. In this case 𝐩𝕊E and, by virtue of Lemma 3.1, E{𝐩} is connected. If U does not intersect E, then 𝐩𝕊E and E{𝐩}=E, so E{𝐩} is connected.

We have

DE{𝐩}2𝖡ε(A),

that is, the component D of the subspace 2𝖡ε(A) is contained in the connected subset E{𝐩} of this subspace. Therefore, D=E{𝐩}, and hence DED{𝐩}. Hence,

either E=D or E=D{𝐩}.

Let us prove that D=𝕊E. It suffices to show that an arbitrary point q𝕊 either belongs or does not belong to both sets at the same time. If q=𝐩, then q belongs neither to D nor to 𝕊E. If q𝐩, then the point q has a neighbourhood U that does not contain 𝐩. Since the sets D and E can differ only by the point 𝐩, for every neighbourhood VU𝕊𝐩 of the point q, we have VD=VE and V(2D)=V(𝕊E). Therefore, the point q belongs to D if and only if it belongs to 𝕊E.

On the two-dimensional sphere 𝕊, according to Theorem 4 in [9, Chap. 10, § 61.II, p. 512], the following statement is true: if a locally connected continuum has no cut points, then the boundary of each component of its complement is a simple closed curve. Thus, if we show that 𝖡ε(A) is a locally connected continuum without cut points, then it follows that 𝕊E=D is a simple closed curve. It is not difficult to show that the set D, being a component of an open subset of the plane, is open. Then, according to Lemma 3.3, D is a component in 2D. Hence, if D is bounded, then D=(D), and if D is unbounded, then D=(D)+. Thus, it remains to prove that 𝖡ε(A) is a locally connected continuum without cut points.

Let us show that 𝖡ε(A) is a locally connected, compact set. For every nonempty, compact set K2 of diameter smaller than ε, its closed ε-neighbourhood 𝖡ε(K) is homeomorphic [2, Lemma  1, (ii)-(iii)] to a closed disk in 2, so it is a locally connected continuum. Since the set A is bounded, it can be represented as the union A=inAi of a finite number of nonempty sets of diameter less than ε. For all in, the closure A¯i is a nonempty, compact set of diameter less than ε. Then 𝖡ε(A¯i) is a locally connected continuum. Hence, in𝖡ε(A¯i) is a locally connected compact [9, Chap. 6, § 49.II, p.230, Theorem 1]. Using Remark 2.1(3) and the definition of the closed ε-neighbourhood we have

in𝖡ε(A¯i)=in𝖡ε(Ai)=𝖡ε(A).

Let us show that 𝖡ε(A) is connected and has no cut points. To do this, it suffices to show that for any point r in 𝖡ε(A), the set 𝖡ε(A){r} is pathwise connected. In this case, the set 𝖡ε(A) is also pathwise connected. Let t and s be two different points in 𝖡ε(A){r}; we will find a path connecting these points in 𝖡ε(A){r}.

Let t and s be points in A¯ nearest, respectively, to t and s. Since r is different from t and s, there are points u and v in the segments [t,t] and [s,s], respectively, such that ρ(u,A)<ε and ρ(v,A)<ε. According to Remark 2.2(2), the open ε-neighbourhood 𝖮ε(A) is pathwise connected, so there exists a path f connecting the points u and v in 𝖮ε(A). It is easy to show that then there exists a path f connecting points t and s in 𝖡ε(A) such that 𝗋𝖺𝗇(f){t,s} is contained in 𝖮ε(A).

If r𝗋𝖺𝗇(f), then f is the path connecting t and s in 𝖡ε(A){r}, so we are done. If r𝗋𝖺𝗇(f), then, since r is distinct from t and s, we have r𝗋𝖺𝗇(f){t,s}𝖮ε(A). Then there exists δ>0 such that

𝖡δ(r)𝖮ε(A){t,s}.

Let t~ and s~ be the <<first>> and <<last>> points in the compact set 𝖡δ(r)𝗋𝖺𝗇(f) <<on the path f from t to s>>. Then if we replace the segment of path f between points t~ and s~ with one of the arcs of the circle 𝖲δ(r) connecting t~ and s~, then we get a new path connecting t and s, but now in 𝖡ε(A){r}.

5. Corollaries of the theorem

Corollary 5.1.

Suppose that ε>0 and A2 is a nonempty, bounded, 2ε-chained set. Then the ε-boundary of A contains a simple closed curve C such that

𝖮ε(A)C and 𝖡ε(A)CC.

Moreover, if the closed ε-neighbourhood 𝖡ε(A) is simply connected, then its boundary E is a simple closed curve and 𝖡ε(A)=EE.

Note that the formula 𝖮ε(A)C does not turn into the equality even if the set Bε(A) is simply connected. For example, in the case A=𝖲ε(p), p2.

Proof 5.2.

The number ε and the set A satisfy the conditions of Theorem 4.1. Let D be an unbounded component of the subspace 2𝖡ε(A). By Theorem 4.1, CD is a simple closed curve, C𝖲ε(A), and D=C+.

Let us show that 𝖮ε(A)C and 𝖡ε(A)CC. It is true that C+=D2𝖡ε(A), so 𝖡ε(A)C+=, hence

𝖮ε(A)𝖡ε(A)CCC𝖲ε(A).

The only thing left to recall is that 𝖮ε(A)𝖲ε(A)=.

Let 𝖡ε(A) be simply connected. We show that D=2𝖡ε(A). If not, then there exists a component F in 2𝖡ε(A) different from D; in particular, FD=. Then

F2D=2C+=CC.

Hence, the component F is bounded. According to Theorem 4.1, the boundary F𝖲ε(A)𝖡ε(A) is a simple closed curve and (F)𝖡ε(A)=F𝖡ε(A)=. Thus, 𝖡ε(A) contains a simple closed curve F such that (F) is disjoint with 𝖡ε(A) — a contradiction with simple connectedness of 𝖡ε(A).

Thus, D and 𝖡ε(A) are disjoint and their union equals 2. Consequently, D=(𝖡ε(A)), i.e., C=E, and hence E is a simple closed curve. Finally, note that:

𝖡ε(A)=2D=2C+=CC=EE.
Corollary 5.3.

Suppose that A2 is a nonempty, bounded, 2ε-chained set, B2 is a nonempty, 2(ρ(A,B)ε)-chained set, and 0<ε<ρ(A,B). Then the ε-boundary of A contains a simple closed curve separating A and B.

Note that for some B (for example, a straight line) no δ-boundary of B contains a simple closed curve.

Proof 5.4.

Put δρ(A,B)ε>0. Note that, for every p2, we have

ρ(p,A)+ρ(p,B)ρ(A,B)=ε+δ,

therefore 𝖮δ(B)2𝖡ε(A). The set B is 2δ-chained, hence, according to Remark 2.2(2), 𝖮δ(B) is pathwise connected. Consider the component D of the subspace 2𝖡ε(A) that contains 𝖮δ(B). The number ε and the sets A and D satisfy the conditions of Theorem 4.1, so CD is a simple closed curve, C𝖲ε(A), and D{C+,C}. By construction,

A𝖮ε(A)=𝖡ε(A)𝖲ε(A)𝖡ε(A)C(2D)C=(2C)D=(C+C)D.

Thus, either AC or AC+, so C separates A and D. Then C separates A and B because BD.

Corollary 5.5.

Suppose that ε>0 and M2 is a nonempty, bounded set. Then each pair of different 2ε-chained components of M are separated by some simple closed curve contained in the ε-boundary of M.

Proof 5.6.

Let A and B be two different 2ε-chained components of M. Note that ρ(A,B)2ε. Then 2(ρ(A,B)ε)2ε, and therefore, by Remark 2.2(3), B is 2(ρ(A,B)ε)-chained. Thus, the number ε and the sets A and B satisfy the conditions of Corollary 5.3, so 𝖲ε(A) contains a simple closed curve separating A and B. Finally note that 𝖲ε(A)𝖲ε(M).

From Corollaries 5.1 and 5.5 the following curious result follows, which complements Morton Brown’s claim [2] that the ε-boundary of a compact subset of the plane is contained in the union of a finite number of simple closed curves:

Corollary 5.7.

The ε-boundary of a nonempty, bounded subset of the plane contains a simple closed curve for all ε>0. ∎

Corollary 5.8.

Suppose that A,B2 are nonempty, ρ(A,B)-chained sets, A is bounded, and ρ(A,B)>0. Then the ρ(A,B)/2-boundary of A contains a simple closed curve C that separates A and B and such that

ρ(C,AB)=ρ(C,A)=ρ(C,B)=ρ(A,B)/2.

In particular, among the simple closed curves separating A and B, the curve C is a curve maximally distant from AB.

Proof 5.9.

The sets A and B and the number ερ(A,B)/2 satisfy the conditions of Corollary 5.3. Hence 𝖲ε(A) contains a simple closed curve C separating A and B. In particular, ρ(C,A)=ε.

Let us show that ρ(C,B)ε. If this is not true, then there are points pC, qB and a number δ>0 such that ρ(p,q)<εδ. Since pC𝖲ε(A), there exists a point rA such that ρ(r,p)<ε+δ/2. But then

2ε=ρ(A,B)ρ(r,q)ρ(r,p)+ρ(p,q)<2εδ/2,

a contradiction.

Now we show that ρ(C,B)ε. Since ρ(C,A)>0 and ρ(C,B)>0, the simple closed curve C separates A¯ and B¯. The set A¯ is compact, so there are points sA¯ and tB¯ such that ρ(s,t)=ρ(A,B)=2ε. Thus the segment [s,t] intersects both components of the complement of C, and so it intersects C as well. Let uC[s,t]. Since uC𝖲ε(A), then ρ(u,s)ε. Then ρ(u,t)=ρ(s,t)ρ(s,u)ρ(s,t)ε=ε. Therefore, ρ(C,B)=ρ(C,B¯)ρ(u,t)ε.

Thus, ρ(C,AB)=ρ(C,A)=ρ(C,B)=ρ(A,B)/2. It remains to show that

ρ(C,AB)=max{ρ(C,AB):C is a simple closed curve separating A and B}.

Suppose that a simple closed curve C separates A and B. Let uC[s,t]. Then

ρ(u,{s,t})ρ(s,t)/2=ρ(A,B)/2=ρ(C,AB).

Thus,

ρ(C,AB)ρ(u,{s,t})ρ(C,AB¯)=ρ(C,AB).
Remark 5.10.

Suppose that a simple closed curve C separates nonempty sets A and B in 2 and 0<ρ(C,AB)<ρ(A,B)/2. Then there exists a simple closed curve C that separates A and B and such that ρ(C,AB)>ρ(C,AB).

In light of Corollary 5.8 and Remark 5.10, it is interesting to note that there exist two sets, A and B, which can be separated by some simple closed curve, but the supremum of the distances from such curves to AB is not attained. See Subsection 6.5 for an example.

Question 5.11.

Suppose that A,B2 are nonempty sets, ρ(A,B)=1, and there exists a simple closed curve that separates A and B. Is there a simple closed curve C that separates A and B and such that ρ(C,AB)>0?

Proof 5.12 (Proof of Remark 5.10.).

We may assume that AC. Put δρ(C,AB)>0. We have 𝖮δ(A)={𝖮δ(p):pA}C, so, for every q𝖮δ(A), there is pA such that q𝖮δ(p)𝖮δ(A). It follows that the Lebesgue measure of each component of 𝖮δ(A) is greater than πδ2. Consequently, the number of components of 𝖮δ(A) is finite; denote them by A1,,An. For every mn, there is a path that connects in C some point from A1 and some point from Am because C is pathwise connected. Then we can find a compact set DC such that the set

A𝖮δ(A)DC

is connected.

There exists an open ball O2 that contains CC. Put E2O. We have EC+ and 𝖮δ(B)C+. The Lebesgue measure of each component of 𝖮δ(B) is greater than πδ2. So, the number of components of 𝖮δ(B) that are disjoint from E is finite. Then we can find a compact set FC+ such that the set

BE𝖮δ(B)FC+

is connected. There exists ε>0 such that

ε<ρ(DEF,C)andε<(ρ(A,B)/2)δ.

Note that ρ(A,B)>2(ε+δ).

We show that ρ(A,B)ε. Let pA and qB. The segment [p,q] intersects C because pC and qC+. Let r[p,q]C. If pD, then ρ(p,r)>ε. If qEF, then ρ(q,r)>ε. In both cases, ρ(p,q)>ε. It remains to consider the case when p𝖮δ(A) and q𝖮δ(B). There are p˙A and q˙B such that ρ(p˙,p)<δ and ρ(q,q˙)<δ. By the triangle inequality, we have

ρ(p˙,p)+ρ(p,q)+ρ(q,q˙)ρ(p˙,q˙)ρ(A,B)> 2(ε+δ),

therefore

ρ(p,q)> 2ε+2δρ(p˙,p)ρ(q,q˙)> 2ε>ε.

The sets A,B2 are nonempty and connected, A is bounded, and ρ(A,B)>0. Then, by Corollary 5.8, there is a simple closed curve C that separates A and B and such that

ρ(C,AB)=ρ(A,B)/2ε/2.

Then C that separates A and B because AA and BB.

It remains to show that ρ(C,AB)>ρ(C,AB). We shall prove

ρ(C,AB)ρ(C,AB)+ε/2.

Let pC and qAB. First consider the case when qA. We have ρ(p,q)δ — otherwise, p𝖮δ(A), and then

0=ρ(C,𝖮δ(A))ρ(C,AB)ε/2

because 𝖮δ(A)A. Then there is a point r[p,q] such that ρ(r,q)=δ. We have r𝖮δ(A)¯, so again, now using Remark 2.1(2), we have

ρ(p,r)ρ(C,𝖮δ(A)¯)=ρ(C,𝖮δ(A))ρ(C,AB)ε/2.

Therefore,

ρ(p,q)=ρ(p,r)+ρ(r,q)ε/2+δ=ρ(C,AB)+ε/2.

The case when qB is identical.

6. Necessity of conditions in the theorem and its corollaries

What if ε=0? In this case the ε-boundary 𝖲ε(A) of a set A coincides with its closure. Therefore, questions about simple closed curves lying in 𝖲0(A) are far from the topic of this paper. Also note that the example of Lakes of Wada [3, 16] shows that even if A and B are disjoint, simply connected domains and ρ(A,B)=0, there may not exist a simple closed curve separating them.


The following examples show the necessity of the assumptions of Theorem 4.1 and its corollaries.

6.1. Boundedness of the set A

The boundedness condition in Theorem 4.1 and Corollaries 5.1, 5.3, 5.5, and 5.7 is essential. Indeed, if the set A is a straight line, then its ε-boundary does not contain a simple closed curve. In Corollary 5.8, the boundedness condition is also essential, since two unbounded subsets of the plane cannot be separated by a simple closed curve.

6.2. 2ε-chainedness of the set A

The 2ε-chainedness condition cannot be weakened to the (2ε+δ)-chainedness condition in neither Theorem 4.1 nor in Corollaries 5.1 and 5.3, for no δ>0. Indeed, if the set A consists of two points at distance 2ε, then its ε-boundary does not contain a simple closed curve C such that AC or AC+.

6.3. Simply connectedness of the closed ε-neighbourhood of the set A

The simply connectedness condition in Corollary 5.1 is essential. Indeed, if the set A is a circle of radius greater than ε, then its closed ε-neighbourhood is not simply connected. And the boundary of that ε-neighbourhood is not a simple closed curve.

6.4. 2(ρ(A,B)ε)-chainedness of the set B

The 2(ρ(A,B)ε)-chainedness condition of the set B in Corollary 5.3 cannot be relaxed to the (2(ρ(A,B)ε)+δ)–chainedness for no δ>0. Indeed, consider a circle of radius 2ε. Choose points p and q on it such that ρ(p,q)=2ε. Let A be the closed arc of the circle between p and q whose length is greater than half the length of the circle. Let B consists of two different points of the perpendicular bisector of the line segment [p,q], which are at distance 𝗆𝗂𝗇{δ/2,ε} from the segment [p,q]. The set B is (2(ρ(A,B)ε)+δ)–chained, but 𝖲ε(A) does not contain a simple closed curve separating A and B.

6.5. ρ(A,B)-chainedness of the sets A and B

The ρ(A,B)-chainedness condition of A in Corollary 5.8 is essential. Indeed, let B be the closed longer arc of a circle with ends at points p and q such that ρ(p,q) equals the radius of the circle. Let the point s be the center of the circle and the point t be the point symmetric to s with respect to the segment [p,q]. Put A{s,t}. We have

ρ(p,q)=ρ(s,p)=ρ(s,q)=ρ(p,t)=ρ(q,t)=ρ(A,B).

In particular, the set A is not ρ(A,B)-chained.

Suppose that a simple closed curve C separates A and B. Then C intersects the open segments (s,p) and (p,t). Let uC(s,p) and vC(p,t). Then the simple closed curve B(p,q) separates the points u and v. It follows that C intersects (p,q) at least twice. Therefore,

ρ(C,AB)ρ(C,{p,q})<ρ(p,q)/2=ρ(A,B)/2.

In other words, there is no simple closed curve C separating A and B such that ρ(C,AB)=ρ(A,B)/2.

For every ε>0, there is a simple closed curve Cε separating A and B such that

ρ(Cε,AB)>(ρ(A,B)/2)ε.

It follows that among the simple closed curves separating A and B, there is no curve maximally distant from AB.

If we swap the sets A and B in this example, we get an example showing that the ρ(A,B)-chainedness condition of the set B in Corollary 5.8 is also essential.

7. Similar questions in 3

In 1976 S. Ferry showed [6] that the ε-boundary of a set A3 is a 2-manifold for almost all ε. He also proved that if A is a finite polyhedron in n, then its ε-boundary is an (n 1)-manifold for all sufficiently small values of ε. In the same paper he constructed a set B3 such that the ε-boundary of B has components which are not 2-manifolds for uncountably many ε. And he constructed a Cantor set in 4 whose ε-boundary is not a 3-manifold for any ε between 0 and 1.

A subset of the plane is homeomorphic to a circle if and only if it is a compact, connected, one-dimensional manifold. Thus, in 3, there are two different analogues of the concept of a simple closed curve, the “spherical” and the “topological”:

  • a set that is homeomorphic to the two-dimensional sphere and

  • a compact, connected, two-dimensional manifold.

The following example shows that in both cases the 3 variants of Theorem 4.1 and Corollaries 5.15.7 do not hold.

Example 7.1.

Consider two linked circles, each with a small open arc removed:

A{(x,y,0)3:x2+y2=1 and x1+δ}and
B{(x,0,z)3:(x1)2+z2=1 and x1δ},

where 0<δ1. Let ερ(p,q)/2, where p and q are the ends of the closed arc A.

The ε-boundary of A resembles the surface of a “sausage” bent so that its ends touch each other. It can be shown that the ε-boundary of A contains no nonempty, compact, connected, two-dimensional manifold. In particular, it does not contain any set homeomorphic to the two-dimensional sphere. The same is true about B.

If we modify the above example by taking B to be a line such that ρ(A,B)/2=ε, then we can see that neither the “spherical” nor the “topological” 3 version of Corollary 5.8 holds. It is therefore interesting to consider a slightly weaker version of Corollary 5.8:

Corollary 7.2.

Let A,B2 be disjoint nonempty continua. Then there is a simple closed curve C that separates A and B and such that ρ(C,AB)=ρ(A,B)/2.

The following example shows that the “spherical” 3 analogue of Corollary 7.2 also fails.

Example 7.3.

Consider two linked circles

A{(x,y,0)3:x2+y2=1}andB{(x,0,z)3:(x1)2+z2=1}.

The sets A and B cannot be separated by a set C homeomorphic to the 2-dimensional sphere and such that ρ(C,AB)=ρ(A,B)/2.

This example does not refute the “topological” 3 analogue of Corollary 7.2: the sets A and B can be separated by a compact, connected, two-dimensional manifold C such that ρ(C,AB)=ρ(A,B)/2. So the question of the validity of the “topological” 3 version of Corollary 7.2 remains open:

Question 7.4.

Let A,B3 be disjoint (simply connected) nonempty continua. Is there a (compact, connected) two-dimensional manifold C such that A and B lie in different components of 3C and ρ(C,AB)=ρ(A,B)/2 ?

Acknowledgements.
The authors are grateful to the reviewer for their careful reading of the manuscript and for the constructive comments and recommendations that helped to significantly improve the quality of the paper.
Funding.
The work was performed as part of research conducted in the Ural Mathematical Center with the financial support of the Ministry of Science and Higher Education of the Russian Federation (Agreement number nº 075-02-2026-737).
Author contributions.
Conceptualization, formal analysis, validation, supervision, writing — original draft, writing — review & editing, M.P. and A.V. All authors have read and agreed to the published version of the manuscript.

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